AML Compliance

The LeGaye Law Group offers comprehensive regulatory support services and risk management assessments for NFA members relating to all aspects of your compliance with anti-money laundering (AML) rules and regulations.

To this end, we also provide comprehensive and diverse professional services, including the drafting AML policies and procedures, providing annual independent testing of AML programs and compliance training related to best practices for know your customer (KYC), Suspicious Activities Reports (SARs), Bank Secrecy reporting, and OFAC/Control list compliance.  Finally, we can recommend technical solutions that will provide the most effective transaction monitoring and suspicious activity detection systems.