The LeGaye Law Group brings depth of knowledge and experience gained from years of hands-on experience in providing registration and compliance services to the financial services industry. Located in The Woodlands, Texas, our expertise is targeted to answer and respond to the complex regulatory, compliance and practical questions and challenges facing broker-dealers, investment advisers, municipal advisors and NFA members on a timely and cost-effective basis.


Broker-Dealer Services

Investment Adviser Services

Municipal Advisory Services

NFA Services