Anti-Money Laundering Compliance

LeGaye Law Group offers comprehensive regulatory advice, remediation services and risk management assessment relating to all aspects of anti-money laundering (“AML”) rules and regulations for broker-dealers and other financial institutions.  We can also provide comprehensive and diverse professional services, including drafting AML policies and procedures, providing annual independent testing of AML programs and compliance-training related to best practices related to know your customer (KYC), Suspicious Activities Reports (SARs), Bank Secrecy reporting, and OFAC/Control list compliance.

Finally, we assess and recommend technical solutions that will provide the most effective transaction monitoring and suspicious activity detection systems.